Enforcement Action

Enforcement Action: Administrative Penalty $330.00
Name of Entity: GABELLI ASSOCIATES LIMITED
Date of Action: 15/04/2016

An administrative penalty in the amount of $330.00 was imposed on GABELLI ASSOCIATES LIMITED for its contravention of section 10(4) of the Mutual Funds Regulations, 2010 for failing to provide a copy of its audited financial statements within six months after its financial year end of 31st December, 2014.