Enforcement Action

Enforcement Action: Administrative Penalty $1,500.00
Name of Entity: Analytical Investments Advisors Ltd.
Date of Action: 4/15/2016

An administrative penalty in the amount of $1,500.00 was imposed on Analytical Investments Advisors Ltd. for its contravention of section 10(1) of the Securities and Investment Business Act, 2010 by appointing a director without the prior written approval of the Commission.