Enforcement Action

Enforcement Action: Administrative Penalty $580.00
Name of Entity: Cathedral Investment Management Company Limited
Date of Action: 22/12/2016
An administrative penalty in the amount of $580.00 was imposed on Cathedral Investment Management Company Limited for its contravention of section 71(1) of the Securities and Investment Business Act, 2010 for failing to submit its audited financial statements within six months after its financial year end of 31st December 2014.