Enforcement Action

Enforcement Action: Directive
Name of Entity: Castlestone Management Incorporated
Date of Action: 3/21/2016

A Directive was issued pursuant to section 40(1)(b) of the Financial Services Commission Act, 2001 to Castlestone Management Incorporated requiring that within a prescribed period of 30 days from the date of the Directive, to submit to the Commission financial statements which comply with the requirements of section 71(1) of Securities and Investment Business Act, 2010 for the years ending 31st December 2010, 2011, 2012, 2013 and 2014.