Enforcement Action

Enforcement Action: Fine $4,000.00
Name of Entity: Wessex Capital Limited
Date of Action: 10/5/2015

A fine in the amount of $4,000.00 was imposed on Wessex Capital Limited for its contravention of section 41(1)(a) of the Securities and Investment Business Act, 2010 by carrying on business as a mutual fund in or from within the Virgin Islands without being authorised to do so.