Enforcement Action

Enforcement Action: Administrative Penalty $980.00
Name of Entity: Lumix Agrodirect Fund Ltd.
Date of Action: 11/20/2015
An administrative penalty in the amount of $980.00 was imposed on Lumix Agrodirect Fund Ltd. for its contravention of regulation 10(4) of the Mutual Funds Regulation, 2010, for failing to submit its audited financial statements within six months of after its financial year ended 30th June, 2014.