Enforcement Action

Enforcement Action: Administrative Penalty $5,000.00
Name of Entity: Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
Date of Action: 23/02/2016

An administrative penalty in the amount of $5,000.00 was imposed on Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED for the contravention of section 19 of the Anti-Money Laundering and Terrorist Financing Code of Practice, 2008, for failing to properly engage in or undertake customer due diligence.