Enforcement Action

Enforcement Action: Warning Letter
Name of Entity: Proservices Limited
Date of Action: 12/17/2014

A warning was issued to Proservices Limited for its contravention of section 7(4) of the Anti-Money Laundering Regulations, 2008 for failing to have written assurance from the introducer that evidence of the identity of the applicant for business has been obtained and recorded in accordance with identification procedures maintained by the introducer.